ISACA CISA EXAM PREPARATIONS QUESTIONS AND ANSWER EXAMPLE

CISA QUESTIONS AND ANSWER 

Question 1

What is the primary objective of an Information Systems (IS) audit?

a) Ensuring compliance with policies and procedures.

b) Evaluating the performance of IT staff.

c) Implementing new technology solutions.

d) Designing IT systems.

Answer: a) Ensuring compliance with policies and procedures.

Explanation: The primary objective of an IS audit is to ensure that the organization's IT systems are compliant with internal policies, procedures, and external regulatory requirements.

Question 2

Which of the following best defines 'segregation of duties' in an IT environment?

a) Dividing tasks among different departments.

b) Ensuring all IT tasks are centralized.

c) Separating conflicting duties to prevent fraud or error.

d) Assigning IT tasks based on skill level.

Answer: c) Separating conflicting duties to prevent fraud or error.

Explanation: Segregation of duties in IT involves dividing responsibilities and tasks among different individuals to reduce the risk of error or inappropriate actions.

Question 3

What is the most important factor to consider when evaluating the effectiveness of a control?

a) The cost of the control.

b) The complexity of the control.

c) The alignment of the control with business objectives.

d) The control's compliance with industry standards.

Answer: c) The alignment of the control with business objectives.

Explanation: The effectiveness of a control is primarily determined by how well it aligns with and supports the achievement of business objectives.

Question 4

In risk management, what does 'risk appetite' refer to?

a) The total amount of risk an organization is willing to accept.

b) The minimum level of risk necessary for a return.

c) The budget allocated for risk mitigation.

d) The ability of an organization to manage risk.

Answer: a) The total amount of risk an organization is willing to accept.

Explanation: Risk appetite refers to the amount and type of risk an organization is willing to accept in pursuit of its objectives.

Question 5

What is the primary purpose of a Business Continuity Plan (BCP)?

a) To ensure all risks are eliminated.

b) To guarantee maximum profitability.

c) To ensure critical business functions continue during a disruption.

d) To comply with regulatory requirements only.

Answer: c) To ensure critical business functions continue during a disruption.

Explanation: The primary purpose of a BCP is to define processes and procedures to ensure that essential business functions can continue during and after a significant disruption.

Question 6

Which of the following is a key element of an IT governance framework?

a) Focusing exclusively on IT performance metrics.

b) Ensuring IT investments align with business objectives.

c) Prioritizing IT projects based solely on cost.

d) Delegating IT decisions to technical staff only.

Answer: b) Ensuring IT investments align with business objectives.

Explanation: A key element of IT governance is ensuring that IT investments and decisions are aligned with and support the organization's business objectives.

Question 7

What role does an Information Systems Auditor play in change management?

a) Designing the change management process.

b) Approving all changes to IT systems.

c) Auditing the change management process for compliance and effectiveness.

d) Implementing changes in the IT environment.

Answer: c) Auditing the change management process for compliance and effectiveness.

Explanation: The role of an IS auditor in change management is to audit and evaluate the process for managing changes in the IT environment for compliance with policies and effectiveness in managing risks.

Case Study 1: Retail Company

A retail company is implementing a new Point of Sale (POS) system. As part of this process, the company conducts an IS audit.

Question 8:

What should be the primary focus of the IS audit in this scenario?

a) Assessing the profitability of the new POS system.

b) Evaluating the security and controls of the new POS system.

c) Training staff on how to use the new POS system.

d) Choosing the best vendor for the POS system.

Answer: b) Evaluating the security and controls of the new POS system.

Explanation: In this scenario, the primary focus of the IS audit should be on evaluating the security and controls of the new POS system to ensure that it is secure and compliant with relevant policies and regulations.

Question 9

What is the primary benefit of implementing IT standards and frameworks?

a) Reducing the need for audits.

b) Providing a basis for measuring IT performance and effectiveness.

c) Eliminating all IT risks.

d) Ensuring the IT department operates independently.

Answer: b) Providing a basis for measuring IT performance and effectiveness.

Explanation: IT standards and frameworks provide guidelines and best practices that help in measuring and enhancing the performance and effectiveness of IT functions.

Question 10

Which of the following best describes the purpose of IT policies?

a) To provide detailed step-by-step instructions.

b) To define the IT organization's objectives.

c) To set the direction and scope of the IT function.

d) To outline specific technical procedures.

Answer: c) To set the direction and scope of the IT function.

Explanation: IT policies are designed to set the direction, scope, and boundaries for the IT function within an organization, guiding how IT supports business objectives.

Case Study 2: Healthcare Organization

A healthcare organization is migrating its data to a cloud service provider. The organization's IS auditor is tasked with evaluating this migration.

Question 11:

What is a critical area for the IS auditor to assess in this migration process?

a) The marketing strategy of the cloud service provider.

b) The cost-savings achieved by the migration.

c) The security and confidentiality of data in the cloud.

d) The physical location of the cloud service provider's data centers.

Answer: c) The security and confidentiality of data in the cloud.

Explanation: In this scenario, the critical area for assessment is the security and confidentiality of the data being migrated to the cloud, especially given the sensitive nature of healthcare information.

Question 12

What is the main purpose of conducting a post-implementation review of an IT project?

a) To plan the next IT project.

b) To evaluate whether the project met its objectives and delivered value.

c) To determine who should be promoted.

d) To document the project for historical purposes.

Answer: b) To evaluate whether the project met its objectives and delivered value.

Explanation: The main purpose of a post-implementation review is to evaluate the extent to which the IT project met its intended objectives and delivered value to the organization.

Question 13

Which of the following is an essential component of an effective disaster recovery plan (DRP)?

a) A list of all employees' home addresses.

b) Detailed recovery procedures and roles.

c) A policy for hiring external consultants.

d) A budget for social events to boost morale after a disaster.

Answer: b) Detailed recovery procedures and roles.

Explanation: An effective DRP must include detailed recovery procedures and clearly defined roles and responsibilities to ensure quick and efficient recovery in the event of a disaster.

Question 14

What is the role of an IS auditor in the system development life cycle (SDLC)?

a) Writing code for new applications.

b) Providing input on user interface design.

c) Reviewing and ensuring compliance with relevant standards and best practices.

d) Deciding which programming language to use.

Answer: c) Reviewing and ensuring compliance with relevant standards and best practices.

Explanation: The role of an IS auditor in the SDLC is to review the processes and ensure that the development complies with established standards and best practices, particularly in terms of security and risk management.

Case Study 3: Financial Institution

A financial institution is upgrading its core banking system. An IS auditor is involved to ensure the integrity and security of the system.

Question 15:

During the upgrade, what should the IS auditor primarily focus on?

a) The interest rates offered by the new system.

b) The system's ability to handle high transaction volumes.

c) The alignment of the new system with regulatory requirements.

d) The training of bank tellers on the new system.

Answer: c) The alignment of the new system with regulatory requirements.

Explanation: In the context of a financial institution, it is critical for the IS auditor to focus on ensuring that the new core banking system aligns with regulatory requirements, given the highly regulated nature of the financial industry.

Ujian ISACA CISA (Certified Information Systems Auditor)

Ujian CISA (Certified Information Systems Auditor) dari ISACA adalah salah satu sertifikasi paling dihormati di bidang audit, kontrol, dan keamanan sistem informasi. Ujian ini dirancang untuk menilai keahlian, pengetahuan, dan kemampuan seseorang dalam menilai keefektifan dan kerentanan sistem informasi, serta mengelola dan mengendalikan proses audit TI.

Manfaat Sertifikasi CISA

Pengakuan Global: Sertifikasi CISA diakui secara internasional sebagai standar keahlian dalam audit sistem informasi.

Pengembangan Karir: Meningkatkan peluang karir dan potensi pendapatan di bidang audit, keamanan, dan kontrol TI.

Kredibilitas Profesional: Meningkatkan kredibilitas dan kapasitas profesional dalam lingkungan kerja.

Pembaruan Pengetahuan: Menjaga keahlian audit TI tetap relevan dengan perkembangan teknologi dan standar industri.

Domain Ujian CISA

Ujian CISA mencakup lima domain utama:

Proses Audit Sistem Informasi: Penilaian standar dan praktik audit TI.

Tata Kelola dan Manajemen TI: Pengawasan dan kontrol atas manajemen TI.

Akuisisi, Pengembangan, dan Implementasi Sistem Informasi: Audit siklus hidup pengembangan sistem.

Operasi, Pemeliharaan, dan Dukungan Layanan Sistem Informasi: Audit operasi dan pemeliharaan sistem TI.

Perlindungan Aset Informasi: Audit keamanan informasi dan kontrol perlindungan data.

Cara Mengambil Ujian

Pendaftaran Online: Daftar untuk ujian CISA melalui situs web ISACA.

Pilih Jadwal dan Lokasi Ujian: Ujian dapat diambil di pusat pengujian terakreditasi atau online pada jadwal yang ditentukan oleh ISACA.

Biaya Ujian

Biaya ujian CISA bervariasi berdasarkan keanggotaan di ISACA dan lokasi geografis. Anggota ISACA umumnya membayar biaya yang lebih rendah dibandingkan non-anggota.

Persyaratan Ujian

Pengalaman Kerja: Calon harus memiliki pengalaman kerja minimal lima tahun di bidang sistem informasi dan kontrol audit.

Pendidikan dan Pelatihan: Tidak ada prasyarat pendidikan atau pelatihan khusus, tetapi pelatihan resmi dan studi mandiri sangat disarankan.

Jumlah Soal dan Durasi Ujian

Ujian CISA terdiri dari 150 pertanyaan pilihan ganda yang harus diselesaikan dalam waktu 4 jam.

Manfaat Latihan Soal Ujian

Latihan soal ujian membantu calon memahami format ujian dan jenis pertanyaan yang akan dihadapi, serta mengidentifikasi area yang memerlukan peningkatan. Ini meningkatkan kepercayaan diri dan kesiapan untuk ujian.

Hubungan dengan Trainer seperti Bapak Hery Purnama

Seorang trainer bersertifikasi CISA seperti Bapak Hery Purnama berperan penting dalam mempersiapkan calon untuk ujian. Trainer yang berkualifikasi:

Mengajar Materi Domain: Memberikan pemahaman mendalam tentang lima domain ujian CISA.

Pengalaman Praktis: Berbagi pengetahuan praktis dan kasus nyata yang relevan dengan audit sistem informasi.

Strategi Ujian: Membantu mengembangkan teknik belajar dan strategi untuk menjawab pertanyaan ujian.

Latihan Soal: Menyediakan dan membahas latihan soal untuk memperkuat pemahaman dan kesiapan ujian.

Dengan dukungan dan bimbingan dari trainer seperti Bapak Hery Purnama, calon untuk ujian CISA dapat meningkatkan peluang mereka untuk berhasil mendapatkan sertifikasi.